Grant Kwan Lock Chum
鄭君諾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Grant Kwan Lock Chum (鄭君諾), a licensed former licensee with CE reference AMK102. This person has 7.9 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | RO | Type 4 - Advising on securities | 2010-10-05 | 2013-07-20 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2005-09-01 | 2010-10-05 |