Chun Wai (SFC:AMK024) Lee
李俊葦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Wai (SFC:AMK024) Lee (李俊葦), a licensed former licensee with CE reference AMK024. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vantum Asset Management Limited 壹號資產管理有限公司 |
RO | Type 9 — Asset management | 2021-05-10 | 2021-05-13 |
| Vantum Asset Management Limited 壹號資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-11-23 | 2021-05-13 |
| Vantum Asset Management Limited 壹號資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-26 | 2018-11-23 |
| Vantum Asset Management Limited 壹號資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-07-26 | 2021-05-10 |
| SBI E2-Capital Securities Limited 軟庫金匯證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-06-20 | 2020-07-31 |
| SBI E2-Capital Securities Limited 軟庫金匯證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-06-20 | 2020-07-31 |
| SBI E2-Capital Securities Limited 軟庫金匯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-01 | 2018-06-20 |
| SBI E2-Capital Securities Limited 軟庫金匯證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-03-01 | 2018-06-20 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-01-29 | 2018-02-07 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2016-01-29 | 2018-02-07 |
| Emperor Wealth Management Limited 英皇財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-25 | 2018-02-07 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-08-29 | 2018-02-07 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-08-29 | 2018-02-07 |