Xin (SFC:AMJ748) Ge
葛新
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xin (SFC:AMJ748) Ge (葛新), a licensed former licensee with CE reference AMJ748. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 1 — Dealing in securities | 2012-01-17 | 2014-05-17 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 6 — Advising on corporate finance | 2012-01-17 | 2014-05-17 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | 2005-11-29 | 2012-01-17 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2005-08-22 | 2012-01-17 |