Petrina Pui Yan So
蘇佩恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Petrina Pui Yan So (蘇佩恩), a licensed former licensee with CE reference AMJ575. This person has 3.9 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2010-10-08 | 2011-04-29 |
| MainFirst Securities Hong Kong Limited | Rep | Type 4 - Advising on securities | 2010-03-19 | 2010-07-12 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 - Advising on securities | 2007-06-07 | 2008-08-08 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-08-18 | 2008-08-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Petrina Pui Yan So during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Johannes Yu Hang Au | CLSA Research Limited | 2007–2008 |
| Ting Sze Tsoi | CLSA Research Limited | 2007–2008 |
| Ching Jen Kan | CLSA Research Limited | 2007–2008 |
| Wei Dai | CLSA Research Limited | 2007–2008 |
| Siu Cheong Chan | CLSA Research Limited | 2007–2008 |
| Shaun Donald Cochran | CLSA Research Limited | 2007–2008 |
| Heung Yik Leung | CLSA Research Limited | 2007–2008 |
| Yew Kiang Wong | CLSA Research Limited | 2007–2008 |
| Edmund Hugh Bradley | CLSA Research Limited | 2007–2008 |
| Wai Lok Man | CLSA Research Limited | 2007–2008 |
| Christopher James Russell Wood | CLSA Research Limited | 2007–2008 |
| Charles Anthony Yonts | CLSA Research Limited | 2007–2008 |
| Bingchao Cao | CLSA Research Limited | 2007–2008 |
| Ming-Kai Cheng | CLSA Research Limited | 2007–2008 |
| Tien Chu | CLSA Research Limited | 2007–2008 |
| Amar Singh Gill | CLSA Research Limited | 2007–2008 |
| James Gruber | CLSA Research Limited | 2007–2008 |
| Wing Lok Kwan | CLSA Research Limited | 2007–2008 |
| Christopher Michael Lobello | CLSA Research Limited | 2007–2008 |
| Paul Conor McKenzie | CLSA Research Limited | 2007–2008 |