Petrina Pui Yan So
蘇佩恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Petrina Pui Yan So (蘇佩恩), a licensed former licensee with CE reference AMJ575. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2010-10-08 | 2011-04-29 |
| MainFirst Securities Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2010-03-19 | 2010-07-12 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2007-06-07 | 2008-08-08 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-08-18 | 2008-08-08 |