Suzi-Kay Jacoel
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Suzi-Kay Jacoel ( ), a licensed former licensee with CE reference AMJ557. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Senrigan Capital Group Limited | Rep | Type 9 — Asset management | 2011-05-11 | 2015-07-01 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2010-09-01 | 2011-04-09 |
| Zeal Asset Management Limited 行健資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-10-13 | 2010-08-25 |
| Zeal Asset Management Limited 行健資產管理有限公司 |
Rep | Type 9 — Asset management | 2009-10-13 | 2010-08-25 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2007-03-28 | 2008-11-20 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | 2007-03-28 | 2008-11-20 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-08-18 | 2008-11-20 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2005-08-18 | 2008-11-20 |