Edmond Ka Ho Tin
田家豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edmond Ka Ho Tin (田家豪), CE reference AMJ254. Currently licensed at 1 firm(s): HSBC Corporate Finance (Hong Kong) Limited. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | RO | Type 6 — Advising on corporate finance | 2018-07-17 | present |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2017-01-26 | 2018-07-17 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2014-07-08 | 2016-09-27 |
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2014-07-08 | 2016-09-27 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 — Advising on securities | 2014-07-08 | 2016-09-27 |
| Merrill Lynch Far East Limited | RO | Type 4 — Advising on securities | 2014-07-08 | 2016-09-27 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 — Advising on corporate finance | 2014-07-08 | 2016-09-27 |
| Merrill Lynch Far East Limited | RO | Type 6 — Advising on corporate finance | 2014-07-08 | 2016-09-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2005-08-16 | 2014-07-08 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2005-08-16 | 2014-07-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2005-08-16 | 2014-07-08 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2005-08-16 | 2014-07-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2005-08-16 | 2014-07-08 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2005-08-16 | 2014-07-08 |