Esther Wing Huen Lok
駱穎萱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Esther Wing Huen Lok (駱穎萱), a licensed former licensee with CE reference AMI705. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-11 | 2008-04-11 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-05-11 | 2008-04-11 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
Rep | Type 1 — Dealing in securities | 2005-10-06 | 2007-04-01 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-10-06 | 2007-04-01 |