Li Yao
姚黎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li Yao (姚黎), a licensed former licensee with CE reference AMI619. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2007-01-25 | 2008-04-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2006-11-02 | 2008-04-25 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2006-11-02 | 2008-04-25 |
| Chi Capital Securities Limited | Rep | Type 1 — Dealing in securities | 2005-10-17 | 2006-04-03 |
| Chi Capital Securities Limited | Rep | Type 4 — Advising on securities | 2005-10-17 | 2006-04-03 |
| Chi Capital Securities Limited | Rep | Type 9 — Asset management | 2005-10-17 | 2006-04-03 |