Carmen Ka Man (SFC:AMI586) Cheung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carmen Ka Man (SFC:AMI586) Cheung ( ), a licensed former licensee with CE reference AMI586. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2013-02-01 | 2013-12-14 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2013-02-01 | 2013-12-14 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2013-02-01 | 2013-12-14 |
| Funderstone Securities Limited | Rep | Type 1 — Dealing in securities | 2012-12-13 | 2013-01-31 |
| Funderstone Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2012-12-13 | 2013-01-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2011-10-19 | 2012-03-05 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-08-31 | 2012-03-05 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2007-05-04 | 2012-03-05 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-05-04 | 2010-08-31 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-08-08 | 2006-03-25 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2005-08-08 | 2006-03-25 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2005-08-08 | 2006-03-25 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | 2005-08-08 | 2006-03-25 |