Yi (SFC:AMI555) Wu
吳旖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi (SFC:AMI555) Wu (吳旖), CE reference AMI555. Currently licensed at 1 firm(s): Merrill Lynch (Asia Pacific) Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 — Advising on securities | 2023-02-16 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 5 — Advising on futures contracts | 2023-01-17 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2010-04-08 | 2023-02-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2005-08-08 | 2018-09-11 |