Terence Ting Yin Lam
林廷彥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Terence Ting Yin Lam (林廷彥), a licensed former licensee with CE reference AMI550. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| NF Trinity Capital (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2017-09-07 | 2019-02-07 |
| NF Trinity Capital (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2016-03-30 | 2019-02-07 |
| NF Trinity Capital (Hong Kong) Limited | Rep | Type 9 — Asset management | 2016-03-30 | 2019-02-07 |
| Safari Asia Limited 十八里亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2012-06-01 | 2012-09-17 |
| Safari Asia Limited 十八里亞洲有限公司 |
Rep | Type 9 — Asset management | 2012-06-01 | 2012-09-17 |
| Hamilton Lane (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2012-03-13 | 2012-05-16 |
| Hamilton Lane (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2012-03-13 | 2012-05-16 |
| ICG Asia Pacific Limited |
Rep | Type 4 — Advising on securities | 2008-06-27 | 2009-01-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2006-05-16 | 2008-01-07 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-05-16 | 2008-01-07 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-08-08 | 2008-01-07 |