Baohua Liu
劉保華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Baohua Liu (劉保華), a licensed former licensee with CE reference AMI502. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-17 | 2007-05-16 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-07-17 | 2007-05-16 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-08-12 | 2006-07-03 |