Loretta Shuk Yan Lo
羅淑茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Loretta Shuk Yan Lo (羅淑茵), a licensed former licensee with CE reference AMI340. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-10-25 | 2019-11-05 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2013-10-25 | 2019-11-05 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2005-08-05 | 2011-06-28 |