Gurpreet Singh Bhatia

CE No. AMI314 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gurpreet Singh Bhatia (), a licensed former licensee with CE reference AMI314. Total licence records on file: 4.

Licence history

FirmRoleRegulated activityFromTo
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2007-04-18 2008-05-19
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 6 - Advising on corporate finance 2007-04-18 2008-05-19
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 1 - Dealing in securities 2005-08-08 2007-02-26
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 6 - Advising on corporate finance 2005-08-08 2007-02-26

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