Fang (SFC:AMI289) Chen
陳芳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fang (SFC:AMI289) Chen (陳芳), a licensed former licensee with CE reference AMI289. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2011-08-17 | 2014-08-09 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | 2011-08-17 | 2014-08-09 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-08-03 | 2011-04-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-08-03 | 2011-04-11 |