Alexander James Christian Turner
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alexander James Christian Turner ( ), a licensed former licensee with CE reference AMH399. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2007-10-15 | 2012-10-22 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2007-10-15 | 2012-10-22 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2005-07-30 | 2012-10-22 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2005-07-30 | 2012-10-22 |