Yan (SFC:AMG970) Wong
王欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan (SFC:AMG970) Wong (王欣), a licensed former licensee with CE reference AMG970. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-03-10 | 2024-05-31 |
| HSBC Securities (Asia) Limited | Rep | Type 1 - Dealing in securities | 2005-07-21 | 2005-11-14 |