Vikas Pershad
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vikas Pershad ( ), a licensed former licensee with CE reference AMF972. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2013-04-10 | 2014-03-27 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2013-02-20 | 2014-03-27 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2012-08-28 | 2014-03-27 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2012-08-28 | 2014-03-27 |
| TPG-Axon Capital (HK), Limited | Rep | Type 9 — Asset management | 2005-09-06 | 2007-02-09 |