Jia (SFC:AMF600) Liu
劉佳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jia (SFC:AMF600) Liu (劉佳), a licensed former licensee with CE reference AMF600. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-06-22 | 2013-08-01 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2011-06-22 | 2013-08-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2007-01-02 | 2011-03-16 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-08-23 | 2006-11-14 |