James Sungho Lee

CE No. AMF524 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Sungho Lee (), a licensed former licensee with CE reference AMF524. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 4 - Advising on securities 2009-12-30 2010-05-06
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 1 - Dealing in securities 2008-10-10 2010-05-06
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 6 - Advising on corporate finance 2008-10-10 2010-05-06
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 1 - Dealing in securities 2005-07-12 2008-09-29
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 6 - Advising on corporate finance 2005-07-12 2008-09-29

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