Yu Hin (SFC:AMF444) Chow
鄒宇軒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Hin (SFC:AMF444) Chow (鄒宇軒), CE reference AMF444. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| S&P Global Ratings Hong Kong Limited | Rep | Type 10 — Providing credit rating services | 2016-01-04 | 2022-04-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2010-03-10 | 2015-11-13 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2010-03-10 | 2015-11-13 |
| Kaisen Asset Management Limited 凱晨資產管理有限公司 |
Rep | Type 9 — Asset management | 2009-11-20 | 2010-02-23 |
| China Everbright Research Limited 中國光大資料研究有限公司 |
Rep | Type 4 — Advising on securities | 2005-07-19 | 2007-03-07 |