Tsz Wing Lam
林子榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Wing Lam (林子榮), a licensed former licensee with CE reference AMF327. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| North Beta International Securities Limited 北拓國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-11-09 | 2016-09-23 |
| North Beta International Securities Limited 北拓國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-23 | 2016-09-23 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-07-18 | 2009-06-01 |