Sung-Tao Lu
盧松濤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sung-Tao Lu (盧松濤), a licensed former licensee with CE reference AMF176. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-09-17 | 2009-05-18 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2007-09-17 | 2009-05-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2007-09-17 | 2009-05-18 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2007-09-17 | 2009-05-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2007-09-17 | 2009-05-18 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2007-09-17 | 2009-05-18 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-07-08 | 2007-08-13 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2005-07-08 | 2007-08-13 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-07-08 | 2007-08-13 |