Raymond Chun Man Au
歐俊文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Chun Man Au (歐俊文), a licensed former licensee with CE reference AME568. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Investment Services Limited 恒生投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2015-08-05 | 2021-02-23 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-10-27 | 2010-08-24 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-04 | 2010-08-24 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-11 | 2007-08-18 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-06-24 | 2005-08-08 |