Wai Hung (SFC:AME503) Mok
莫偉雄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Hung (SFC:AME503) Mok (莫偉雄), a licensed former licensee with CE reference AME503. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-18 | 2010-08-25 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-06-18 | 2010-08-25 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-08-12 | 2007-06-11 |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-08-12 | 2007-06-11 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 9 — Asset management | 2005-08-12 | 2007-06-11 |