Douglas James Peebles

CE No. AMD163 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Douglas James Peebles (), a licensed former licensee with CE reference AMD163. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 1 - Dealing in securities 2014-07-02 2014-07-03
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 4 - Advising on securities 2012-02-13 2012-02-16
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 4 - Advising on securities 2009-10-05 2009-10-09
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 4 - Advising on securities 2008-04-29 2008-04-30
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 4 - Advising on securities 2007-06-13 2007-06-20
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 4 - Advising on securities 2006-01-26 2006-01-27
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 4 - Advising on securities 2005-11-15 2005-11-16
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 4 - Advising on securities 2005-07-08 2005-07-13

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