Lui Tsoi
蔡蕾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lui Tsoi (蔡蕾), a licensed former licensee with CE reference AMD091. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 - Dealing in securities | 2009-03-02 | 2012-02-07 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 - Advising on securities | 2005-09-06 | 2012-02-07 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 - Asset management | 2005-09-06 | 2012-02-07 |