Lin (SFC:AMC938) Li
李琳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lin (SFC:AMC938) Li (李琳), CE reference AMC938. Currently licensed at 1 firm(s): Valliance Asset Management Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Valliance Asset Management Limited | RO | Type 9 — Asset management | 2020-01-14 | present |
| Wolver Hill Asset Management Asia Limited | Rep | Type 9 — Asset management | 2019-04-16 | 2020-01-13 |
| Deltroit (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2015-06-05 | 2019-01-24 |
| Deltroit (Hong Kong) Limited | Rep | Type 9 — Asset management | 2015-06-05 | 2019-01-24 |
| Sculptor Capital Management Hong Kong Limited 司韜資本管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-01-14 | 2014-08-26 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-07-21 | 2006-02-21 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-07-21 | 2006-02-21 |