Harold Steven Yoon
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Harold Steven Yoon ( ), a licensed former licensee with CE reference AMB594. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SAIL Advisors Limited | RO | Type 4 — Advising on securities | 2009-09-09 | 2024-02-29 |
| SAIL Advisors Limited | RO | Type 9 — Asset management | 2009-09-09 | 2024-02-29 |
| SAIL Advisors Limited | Rep | Type 4 — Advising on securities | 2009-07-27 | 2009-09-09 |
| SAIL Advisors Limited | Rep | Type 9 — Asset management | 2009-07-27 | 2009-09-09 |
| NNIP Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2005-06-20 | 2005-09-19 |