Kai Sin Teo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Sin Teo ( ), a licensed former licensee with CE reference AMB060. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-10-09 | 2009-08-01 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | 2007-09-24 | 2008-09-29 |
| BOCI Research Limited 中銀國際研究有限公司 |
Rep | Type 4 - Advising on securities | 2005-07-18 | 2007-04-25 |