Lei (SFC:AMA927) Chen
陳雷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lei (SFC:AMA927) Chen (陳雷), a licensed former licensee with CE reference AMA927. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-06-19 | 2010-08-02 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-06-19 | 2010-08-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2005-06-06 | 2006-05-17 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2005-06-06 | 2006-05-17 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2005-06-06 | 2006-05-17 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2005-06-06 | 2006-05-17 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2005-06-06 | 2006-05-17 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2005-06-06 | 2006-05-17 |