Philip John Crotty
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip John Crotty ( ), a licensed former licensee with CE reference ALZ870. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2005-07-14 | 2008-06-27 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-07-14 | 2008-06-27 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-05-19 | 2005-07-14 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-05-19 | 2005-07-14 |