Yan (SFC:ALZ159) Chen
陳彥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan (SFC:ALZ159) Chen (陳彥), CE reference ALZ159. Currently licensed at 1 firm(s): China International Capital Corporation Hong Kong Securities Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-05-25 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 4 — Advising on securities | 2020-05-25 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-04-17 | 2020-05-25 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-04-17 | 2020-05-25 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-25 | 2010-03-22 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-09-25 | 2010-03-22 |
| Allard Partners Limited 全亞達投資有限公司 |
Rep | Type 9 — Asset management | 2005-06-22 | 2006-05-18 |