Simon David Ulcickas
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon David Ulcickas ( ), a licensed former licensee with CE reference ALZ096. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2005-05-10 | 2009-02-17 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2005-05-10 | 2009-02-17 |