Nicholas James Yarrow Baber
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas James Yarrow Baber ( ), a licensed former licensee with CE reference ALY614. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-05-03 | 2006-07-17 |