Nicholas James Yarrow Baber
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas James Yarrow Baber, a licensed former licensee with CE reference ALY614. This person has 1.2 years of SFC licence history. Total licence records on file: 1.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-05-03 | 2006-07-17 |