Farhan Faruqui
范爾翰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Farhan Faruqui (范爾翰), a licensed former licensee with CE reference ALY609. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2007-10-26 | 2014-07-26 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-10-26 | 2014-07-26 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-28 | 2007-10-26 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-04-28 | 2007-10-26 |