Tong (SFC:ALY531) Yu
余瞳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tong (SFC:ALY531) Yu (余瞳), a licensed former licensee with CE reference ALY531. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 4 - Advising on securities | 2005-05-24 | 2007-08-10 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-05-24 | 2007-08-10 |