Chun Kit Ha
夏振傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Kit Ha (夏振傑), a licensed former licensee with CE reference ALY336. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | Rep | Type 1 - Dealing in securities | 2019-01-28 | 2020-10-21 |
| LGT Investment Management (Asia) Limited | Rep | Type 4 - Advising on securities | 2019-01-28 | 2020-10-21 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-06-10 | 2010-10-23 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-06-10 | 2010-10-23 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2005-04-27 | 2010-10-23 |