Rufus Lewis Frazier
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rufus Lewis Frazier ( ), a licensed former licensee with CE reference ALY132. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FIL Investment Advisors | Rep | Type 4 - Advising on securities | 2006-08-15 | 2010-08-12 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2006-08-15 | 2010-08-12 |
| FIL Investment Advisors | Rep | Type 9 - Asset management | 2006-08-15 | 2010-08-12 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 - Asset management | 2006-08-15 | 2010-08-12 |
| FIL Investment Advisors | Rep | Type 4 - Advising on securities | 2005-04-21 | 2005-08-26 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2005-04-21 | 2005-08-26 |
| FIL Investment Advisors | Rep | Type 9 - Asset management | 2005-04-21 | 2005-08-26 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 - Asset management | 2005-04-21 | 2005-08-26 |