Xiaoli (SFC:ALY129) Li
李曉麗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoli (SFC:ALY129) Li (李曉麗), CE reference ALY129. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2009-06-01 | 2012-04-11 |
| Cephei Capital Management (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2007-07-30 | 2008-12-31 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | 2005-04-21 | 2007-04-12 |