Xiaoli Li
李曉麗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoli Li (李曉麗), a licensed former licensee with CE reference ALY129. This person has 6.3 years of SFC licence history. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2009-06-01 | 2012-04-11 |
| Cephei Capital Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2007-07-30 | 2008-12-31 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2005-04-21 | 2007-04-12 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaoli Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Gang Li | Cephei Capital Management (Hong Kong) Limited | 2007–2008 |
| Yu Min | Cephei Capital Management (Hong Kong) Limited | 2007–2008 |
| Yinan Zheng | Cephei Capital Management (Hong Kong) Limited | 2008 |