Catherine Elizabeth Holcombe
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Catherine Elizabeth Holcombe ( ), a licensed former licensee with CE reference ALW868. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-12-29 | 2007-05-22 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2006-09-01 | 2007-05-22 |
| China Tonghai (IA) Limited 中国通海投资顾问有限公司 |
Rep | Type 4 — Advising on securities | 2005-05-11 | 2006-08-25 |