Kathryn Y. Shih Co
施許怡敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kathryn Y. Shih Co (施許怡敏), a licensed former licensee with CE reference ALW842. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2017-09-14 | 2019-01-01 |
| UBS Securities Asia Limited | RO | Type 1 — Dealing in securities | 2016-04-08 | 2017-09-14 |