Ngao Shuet Yu
余傲雪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ngao Shuet Yu (余傲雪), a licensed former licensee with CE reference ALW566. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 - Asset management | 2010-09-30 | 2011-08-20 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 - Dealing in securities | 2010-09-02 | 2011-08-20 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-04-13 | 2010-07-31 |