Sylvia Yuen Hung Ng
吳婉鴻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sylvia Yuen Hung Ng (吳婉鴻), a licensed former licensee with CE reference ALW177. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-13 | 2008-09-06 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-08-13 | 2008-09-06 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-03-31 | 2005-06-27 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2005-03-31 | 2005-06-27 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-03-31 | 2005-06-27 |