Sam Lo
羅三
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sam Lo (羅三), a licensed former licensee with CE reference ALV098. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-10-19 | 2021-09-30 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-10-17 | 2021-09-30 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-04-12 | 2005-09-16 |