Xiaoting (SFC:ALU743) Wang
王晓亭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoting (SFC:ALU743) Wang (王晓亭), a licensed former licensee with CE reference ALU743. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LBN Advisers Limited 利邦投資顧問有限公司 |
Rep | Type 9 — Asset management | 2012-09-06 | 2015-04-01 |
| Trivest Advisors Limited | Rep | Type 9 — Asset management | 2011-05-04 | 2012-04-30 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-08-11 | 2011-03-21 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2009-07-14 | 2011-03-21 |
| Keywise Capital Management (HK) Limited 凱思博投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2007-11-12 | 2009-07-01 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2006-09-22 | 2007-10-23 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2006-09-22 | 2007-10-23 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2006-09-18 | 2007-10-23 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | 2005-03-11 | 2006-08-23 |