Ngok Li
李岳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ngok Li (李岳), a licensed former licensee with CE reference ALU184. This person has 1.6 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-24 | 2011-06-30 |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-29 | 2012-07-09 |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 4 - Advising on securities | 2010-11-29 | 2012-07-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ngok Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.