Michael Kieran Parman
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Kieran Parman ( ), a licensed former licensee with CE reference ALT895. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-09-10 | 2015-03-12 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-09-10 | 2015-03-12 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-02-13 | 2010-03-22 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-02-13 | 2010-03-22 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-04-26 | 2006-01-26 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-04-26 | 2006-01-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2005-03-07 | 2005-03-11 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2005-03-07 | 2005-03-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2005-03-07 | 2005-03-11 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2005-03-07 | 2005-03-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2005-03-07 | 2005-03-11 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2005-03-07 | 2005-03-11 |