Stuart Noel Gordon
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stuart Noel Gordon ( ), a licensed former licensee with CE reference ALS546. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| E&P Asia (HK) Limited |
RO | Type 1 — Dealing in securities | 2021-12-21 | 2024-09-02 |
| E&P Asia (HK) Limited |
RO | Type 4 — Advising on securities | 2021-12-21 | 2024-09-02 |
| E&P Asia (HK) Limited |
Rep | Type 1 — Dealing in securities | 2021-10-20 | 2021-12-21 |
| E&P Asia (HK) Limited |
Rep | Type 4 — Advising on securities | 2021-10-20 | 2021-12-21 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-24 | 2020-01-23 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 7 — Providing automated trading services | 2019-09-24 | 2020-01-23 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-02 | 2020-01-23 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-03 | 2019-09-01 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-11-03 | 2019-09-01 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2005-02-18 | 2012-11-30 |